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    How IFC Advisors Achieved FINRA 17a-4 Compliance with AdvisorVault's Managed 365 Service

    For investment firms operating under the watchful gaze of regulatory bodies, compliance is an exacting, ever-shifting challenge—one that demands both technological adaptability and rigorous adherence to protocols. For Los Angeles-based IFC Advisors, this challenge reached a breaking point when...
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    • advisorvault audit readiness broker-dealer compliance cloud compliance solutions compliance automation cybersecurity in finance data archiving data retention electronic records financial compliance financial industry regulation financial records management finra 17a-4 finra rules investment firm it managed it services microsoft 365 regulatory oversight regulatory technology smart data migration
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    • Forum: Windows News
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    NEWS Ebola fears speed changes in U.S. hospital record systems

    assigns you a ‘threat level’ Related Topics Link Removed CHICAGO (Reuters) - The worst Ebola outbreak on record, and its spread beyond West Africa, has accelerated changes in how U.S. hospitals address the threat of infectious diseases, say health IT companies and industry experts. After...
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    • analytical functions chicago data entry data sharing ebola electronic records emergency preparedness federal investment health it healthcare hospital infectious diseases medical records outbreak response patient care public health record systems system improvements technology vulnerable patients
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    • Forum: The Water Cooler
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