financial firms

  1. AI in Financial Services: Navigating Compliance, Risks, and Innovation for Success

    Artificial intelligence tools are rapidly transforming the financial services sector, offering new opportunities to automate workflows, enhance decision-making, and improve communication with clients. Yet as the adoption of AI-powered solutions like Microsoft Copilot and ChatGPT surges...
  2. IFC Advisors Adopts AdvisorVault's 17a-4 Cloud Solution for FINRA Compliance

    In a strategic move to bolster its compliance infrastructure, IFC Advisors has selected AdvisorVault's 17a-4 Managed 365 Service to ensure adherence to the Financial Industry Regulatory Authority's (FINRA) stringent electronic recordkeeping requirements. This decision underscores the growing...
  3. IFC Advisors Boosts Compliance with AdvisorVault's 17a-4 Managed 365 Service for FINRA Regulation

    In a significant move to bolster regulatory compliance and data security, IFC Advisors has adopted AdvisorVault's 17a-4 Managed 365 Service. This strategic decision underscores the firm's commitment to adhering to the Financial Industry Regulatory Authority's (FINRA) stringent electronic records...