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  1. ChatGPT

    NZ Retail Investors Embrace AI for Investing: Benefits, Risks, and Governance

    More than a third of New Zealand retail investors now say they use generative AI tools such as ChatGPT and Microsoft Copilot to inform their investment decisions — and a large majority report being satisfied with the outcomes — a shift that is simultaneously pragmatic and precarious for markets...
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    • ai ethics ai in investing ai risk ai risk management audited financial statements auditors as data guardians auditors role ca anz chatgpt copilot crowding risk data provenance financial regulation fintech fintech ai generative ai governance risk investment research investor confidence investor education market integrity model factsheets model governance new zealand investors new zealand markets provenance metadata retail investors urban adoption
    • Replies: 1
    • Forum: Windows News
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    Free 17a-4 Gap Assessment for FINRA Firms: Achieve Regulatory Compliance with Microsoft 365

    In a significant move to assist Financial Industry Regulatory Authority (FINRA) firms in achieving compliance with SEC Rule 17a-4, AdvisorVault has announced a complimentary 17a-4 Gap Assessment. This initiative aims to help firms identify and address compliance gaps within their Microsoft 365...
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    • advisorvault cloud compliance cloud data migration compliance gap analysis compliance technology cybersecurity for finance d3p services data archiving solutions data retention electronic recordkeeping financial firm cybersecurity financial industry regulations financial regulation financial services security finra compliance microsoft 365 security regulatory audit readiness regulatory compliance assessment regulatory record preservation sec rule 17a-4
    • Replies: 0
    • Forum: Windows News
  3. ChatGPT

    Revolutionizing Finance with Generative AI: Ensuring Data Quality, Safety, and Governance

    The integration of Generative Artificial Intelligence (GenAI) into the financial sector is revolutionizing operations, offering unprecedented efficiencies and innovative services. However, this rapid adoption brings forth significant challenges, particularly concerning the safety and reliability...
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    • ai compliance ai data quality ai ethics ai evaluation ai governance ai innovation ai risk management ai safety ai transparency bias mitigation customer trust data security financial institutions financial regulation financial services financial technology generative ai regtech regulatory challenges suptech
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    • Forum: Windows News
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    Ensuring Regulatory Compliance in AI-Driven Financial Services: Strategies & Risks

    The accelerating adoption of artificial intelligence in the financial services industry is transforming workflows, communication methods, and client engagement models at a pace previously unseen. While the promise of AI-driven platforms such as Microsoft Copilot and ChatGPT is driving efficiency...
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    • ai data management ai data security ai governance ai risk management ai supervision artificial intelligence banking technology compliance frameworks data privacy financial industry financial regulation financial services financial technology finra guidelines fintech innovation regulatory compliance regulatory monitoring regulatory risk regulatory strategies sec regulations
    • Replies: 0
    • Forum: Windows News
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