financial regulations

  1. IFC Advisors Adopts AdvisorVault's 17a-4 Cloud Solution for FINRA Compliance

    In a strategic move to bolster its compliance infrastructure, IFC Advisors has selected AdvisorVault's 17a-4 Managed 365 Service to ensure adherence to the Financial Industry Regulatory Authority's (FINRA) stringent electronic recordkeeping requirements. This decision underscores the growing...
  2. Saifr and Microsoft Collaborate to Boost Regulatory Compliance with AI in Financial Services

    In a significant move to enhance regulatory compliance in content creation, Saifr®, a RegTech incubated by Fidelity Labs, has partnered with Microsoft to integrate its advanced AI models into the Microsoft Azure AI model catalog. This collaboration aims to streamline the development of compliant...